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Julia Kagan is a financial/consumer journalist and former senior editor, personal finance, of Investopedia. Amy Soricelli has over 40 years working with job candidates and has honed the art of the job ...

The Series 63 exam is not a requirement for those who work at a registered investment advisor (RIA) firm. But it might be of interest if you plan to sell securities products through a broker-dealer.

High career potential, regulatory knowledge, and the ability to provide investment advice—these are just some of the benefits of becoming an investment adviser representative. But before you can take ...

Discover essential strategies to pass the Series 63 exam and launch your securities career. Learn about core topics, time management tips, and common pitfalls to avoid.

We might earn a commission if you make a purchase through one of the links. The McClatchy Commerce Content team, which is independent from our newsroom, oversees this content. This article has ...