The hybrid RIA was looking for a capital partner that was an operator, as well as a way to better align with LPL, which has ...

Called "direct to fund," or DTF by advisors, the method is a simple way for advisers to sell mutual funds to clients. The new ...

LPL Financial said it was reducing fees to advisors on several platforms as it reported a robust increase in assets to $2.3 trillion following its acquisition of Commonwealth Financial Network in a ...

LPL has said since it bought Commonwealth from its founder Joe Deitch its target is to retain 90% of the firm’s financial advisors. Senior industry executives are privately questioning whether LPL ...

BMO Capital initiated coverage of LPL Financial (LPLA) with an Outperform rating and $365 price target The firm views LPL as a “growth at a reasonable price play.” It is hard to find the company’s ...

Wealth management firm Cetera recruited a 14-person advisor team that previously oversaw more than $1.1 billion in assets under administration at Commonwealth Financial Network, the company said ...

The recent rally in stocks has been accompanied by narrow leadership, which doesn’t bode well for its sustainability, according to a group of strategists at LPL Financial. The chart above shows the ...

Datos recognizes Broadridge's Wealth InFocus, deployed with LPL Financial, as a technological breakthrough for deeper client relationships and accelerated digital adoption in wealth management NEW ...

A California-based credit union whose reps register with Raymond James is suing LPL Financial, Osaic and several former employees for a “deliberate misappropriation of trade secrets,” claiming ...